The settlement closes a dark chapter for the fixed income manager, which has suffered persistent outflows since the allegations against Leech were first made in 2024.

Vanguard's flagship ETF (VOO) hit $1 trillion in assets on June 3 — the first time an ETF has achieved this milestone.

The comments are in — nearly 42,000 of them. And the industry is sharply split on alts in 401(k)s.

The Securities and Exchange Commission can seek civil enforcement payments against financial fraudsters even if it cannot show their actions caused specific harm to individual investors, the Supreme ...

Executives at Nasdaq, NYSE and Cboe discussed how their exchanges are reacting to a flood of new ETF listings, as well as how they are adapting to demand for tokenization and extended trading hours at ...

The Department of Labor approved a five-year renewal exemption to allow Goldman Sachs Group to continue providing asset ...

Democratic lawmakers, former Labor Department officials and advocacy groups are urging the DOL to withdraw its 401(k) alts ...

Marybeth Daubenspeck has been promoted by Empower to executive vice president of government and Taft-Hartley businesses, which serve trade union retirement plans and public sector retirement plans.

The SEC released a new draft strategic plan, outlining a vision to revamp the agency's regulatory and enforcement approach.

CalSTRS plans to integrate artificial intelligence oversight into its board governance framework, with CEO Cassandra Lichnock ...

The $185 billion Swiss asset manager said in a June 3 investor letter that it is enforcing a 5% gate on quarterly redemptions for an evergreen private equity fund called Partners Group Global Value ...